Dirty Loans: Regulatory Breach is a simulation from iluminr in the Conduct & Reputation category for Executive & Board, Legal and Compliance. It tests how your team protects customer trust & public disclosures, with indicative mapping to SEC Cyber Disclosure Rule, UK Consumer Duty and APRA CPS 230.
A public notification by the regulator emanates in the media for your company regarding misconduct in loan origination and management. Your team must respond to compliance, operational and brand and reputation impacts.
What it tests
- Validate impact analysis process for a regulatory breach.
- Confirm immediate priorities in response to a regulatory breach.
- Validate situation report briefing process for a critical event.
- Confirm stakeholder mapping and engagement process for both internal and external stakeholders.
How you can run it
Questions about Dirty Loans: Regulatory Breach
What does Dirty Loans: Regulatory Breach test?
Dirty Loans: Regulatory Breach tests whether your team can validate impact analysis process for a regulatory breach, confirm immediate priorities in response to a regulatory breach and validate situation report briefing process for a critical event.
Who should take Dirty Loans: Regulatory Breach?
Dirty Loans: Regulatory Breach is designed for Executive & Board, Legal, Compliance, Communications, Investor Relations and Risk.
Which regulations and standards does Dirty Loans: Regulatory Breach support?
Dirty Loans: Regulatory Breach supports testing expectations in SEC Cyber Disclosure Rule, UK Consumer Duty, APRA CPS 230, ISO 22316, ISO 22398 and NIST SP 800-84. Mapping is indicative, so confirm scope against your own obligations.
Can Dirty Loans: Regulatory Breach be run individually or as a team?
It runs as a team exercise in a shared event room. It can also be extended into a full-scale simulation across teams and partners.
Can we customize Dirty Loans: Regulatory Breach?
Yes. You can tailor the roles, plans, critical services, injects and objectives in the iluminr builder, or have our team customize it for you.
How do we get access to Dirty Loans: Regulatory Breach?
Request it from this page. If you are an iluminr customer, we will set up access in your account. If not, we will contact you and either provide access or facilitate it for you.
